-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RppQ8KYRdJ4uYD6hlZEEejX8L+5xlJo94FpHeVZyoMEn/T4KxKQ0JWa6LeZ7Jrc8 PbFqowpoY07NxdwiyvRzew== 0001294444-04-000001.txt : 20040630 0001294444-04-000001.hdr.sgml : 20040630 20040630090155 ACCESSION NUMBER: 0001294444-04-000001 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040630 GROUP MEMBERS: NONE FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Swope Stephanie Ann CENTRAL INDEX KEY: 0001294444 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: BUSINESS PHONE: 610-696-2176 MAIL ADDRESS: STREET 1: 200 WEST ASHBRIDGE ST. CITY: WEST CHESTER STATE: PA ZIP: 19380 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST CHESTER COUNTY CORP CENTRAL INDEX KEY: 0000744126 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 232288763 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-35723 FILM NUMBER: 04890071 BUSINESS ADDRESS: STREET 1: 9 N HIGH ST STREET 2: PO BOX 523 CITY: WEST CHESTER STATE: PA ZIP: 19381 BUSINESS PHONE: 6106923000 MAIL ADDRESS: STREET 1: 9 NORTH HIGH ST STREET 2: PO BOX 523 CITY: WEST CHESTER STATE: PA ZIP: 19381 FORMER COMPANY: FORMER CONFORMED NAME: FIRST WEST CHESTER CORP DATE OF NAME CHANGE: 19920703 SC 13G 1 mrsswope13g.txt FORM 13-G STEPAHNIE SWOPE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.___)* First Chester County Corporation (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 33749210-2 (CUSIP Number) June 30, 2004 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: | | Rule 13d-1(b) | | Rule 13d-1(c) |X| Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. OMB Number: 3235-0145 Expires: December 31, 2005 CUSIP No 33749210-2 - -------------------------------------------------------------------------------- 1. Names of Reporting Person: I.R.S. Identification Nos. of above person (entities only): Stephanie Swope - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization - -------------------------------------------------------------------------------- Number of 5. Sole Voting Power Shares Bene- 43,715 ficially by 6. Shared Voting Power Owned by Each 124,143 Reporting 7. Sole Dispositive Power Person With: 43,715 8. Shared Dispositive Power 124,143 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned By Each Reporting Person 229,084 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) 11. Percent of Class Represented by Amount in Row (9) 5.07% - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- Item 1. (a) Name of Issuer: First Chester County Corporation (b) Address of Issuer's Principal Executive Offices: 9 North High Street, West Chester, PA 19380 Item 2. (a) Name of Person Filing: Stephanie Swope (b) Address of Principal Business Office or, if none, Residence: 200 W. Ashbridge Street, West Chester, PA 19380 (c) Citizenship: USA (d) Title of Class of Securities: Common Stock, par value $1.00 per share (e) CUSIP Number: 33749210-2 Item 3. If this statement is filed pursuant to ss.ss.240.13d-l(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) | | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) | | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) | | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) | | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) | | An investment adviser in accordance with ss.240.13d-1(b)(1)(ii)(E); (f) | | An employee benefit plan or endowment fund in accordance with ss.240.13d-1(b)(1)(ii)(F); (g) | | A parent holding company or control person in accordance with ss. 240.1 3d-1(b)(1)(ii)(G); (h) | | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act(12 U.S.C. 1813); (i) | | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) | | Group, in accordance with ss.240.13d-1(b)(1)(ii)(J). Item 4. Ownership. (a) Amount beneficially owned: 229,084 (b) Percent of class: 5.07% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 43,715 (ii) Shared power to vote or to direct the vote: 124,143 (iii) Sole power to dispose or to direct the disposition of: 43,715 (iv) Shared power to dispose or to direct the disposition of: 124,143 Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following . Item 6. Ownership of More than Five Percent on Behalf of Another Person. The total shares reported as beneficially owned by the reporting person include: 61,500 shares that may be acquired through the exercise of options that may be exercised prior to April 29, 2004, and 123,869 shares held by the Estate of Charles E. Swope of which the reporting person is co-executor. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not applicable. Item 8. Identification and Classification of Members of the Group Not applicable. Item 9. Notice of Dissolution of Group Not applicable. Item 10. Certification Not applicable. This statement is filed pursuant to Rule 240.13d-1(d) due to the vesting of certain options to purchase shares of the Issuer that result in the reporting person becoming the beneficial owner of more than 5% of the outstanding shares of Common Stock of the Issuer. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 06-30-04 ---------------------------- Date /s/ Stephanie Swope ---------------------------- Signature Stephanie Swope ---------------------------- Name -----END PRIVACY-ENHANCED MESSAGE-----